This course focuses on ethical dilemmas faced by professionals in the financial industry. It is based on case studies of real events, illustrated through various kinds of transgressions. It also looks into what regulators and firms have put in place to mitigate these issues and proposes some guiding principles for individuals.

Content

1. Most notorious examples of financial crime
2. Different kinds of organisations and functions within the financial industry
3. Role of the main regulators in the financial industry
4. Specific kinds of transgressions with real case studies
5. How to remain alert and avoid such transgressions

Course Website